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[Defense] Add SDD#107

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tomtseng merged 27 commits intomainfrom
luis/sdd-defence
Apr 13, 2026
Merged

[Defense] Add SDD#107
tomtseng merged 27 commits intomainfrom
luis/sdd-defence

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@luis-slyfield
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@luis-slyfield luis-slyfield commented Mar 11, 2026

Changes

Add SDD Defence

Main additions:

  • sdd.py: Main defence implementation (SDDConfig, SDD class, training logic)
  • dataset.py: Dataset construction with cosine similarity filtering
  • test_sdd.py: Basic sanity check unit test

Also modifies:

  • names.py: Adds SDD to DefenseName enum
  • defenses/__init__.py: Exports SDD and SDDConfig
  • pyproject.toml: Adds sentence-transformers>=3.0.0 dependency

Testing

Luis's testing

Commit: 69dfdde

  • Ran various iterations of training the defence, initially trying to replicate the paper results
  • I was unable to replicate the performance stated in the paper, probably for the following reasons:
    • The paper uses LLaMA-Factory and LLaMA 2 is specifically trained to refuse harmful prompts in a specific format. SDD is designed and tuned in the paper for attacks that go through the chat template pathway.
    • Testing it in plain text gives much more modest results (and is also likely why it required a higher learning rate to show any results, as much bigger changes were needed to the weights).

With further iteration it would probably be possible to improve the results, but it feels like the dataset construction and defence fine tuning would have to be tweaked for each specific attack to get the best results.

Summary of experiments:

Variant Format LR reject_prefix Attack Attack Samples StrongREJECT (lower = safer) MMLU-Pro (higher = smarter) Notes
Baseline (no defense) - - - LoRA 3000 0.409 0.214 No defense applied
SDD v1 (Alpaca format) ### Instruction / ### Response 5e-7 No LoRA 3000 0.401 0.229 Format mismatch with attack defense had no effect
SDD v2 (plain format) plain 5e-7 No LoRA 3000 0.378 0.207 Format fixed but lr too low; diagnostic showed identical model outputs
SDD v3 (plain, higher lr) plain 2e-5 No LoRA 3000 0.367 0.236 Best result: 10% reduction in attack success
SDD v4 (reject prefix) plain 2e-5 Yes LoRA 3000 0.381 0.207 Reject prefix hurt performance
Baseline (no defense) - - - Full param 64 0.148 0.264 Weak attack (only 64 samples)
SDD v3 plain 2e-5 No Full param 64 0.140 0.250 Too few attack samples to distinguish

Tom's testing

After making some more tweaks to the setup, I tried replicating the paper's main result (Table 1) on Llama2-7b-chat using the settings from the LLM-finetune-Safety benchmark (Qi et al. 2023). Full details in scripts/sdd/README.md. Like Luis, I had to increase the learning rate (used Luis's 2e-5 rather than the paper's 5e-7).

Harmfulness (HS = Harmfulness Score 1-5, HR = Harmfulness Rate %):

Method Initial 10-shot MFT 50-shot MFT 100-shot MFT
Vanilla HS 1.13 / HR 1.0% HS 4.94 / HR 96.3% HS 5.00 / HR 99.7% HS 4.86 / HR 91.0%
SDD HS 1.00 / HR 0.0% HS 1.58 / HR 13.7% HS 4.87 / HR 93.0% HS 4.84 / HR 89.7%

MMLU-Pro:

Method Initial 10-shot MFT 50-shot MFT 100-shot MFT
Vanilla 23.2% 21.4% 12.5% 13.8%
SDD 20.9% 23.4% 3.2% 1.3%

Findings:

  • SDD provides strong defense against 10-shot MFT (HR 96% → 14%)
  • Self-degradation mechanism confirmed: MMLU-Pro collapses to 1-3% under
    50/100-shot MFT for SDD (vs 12-14% for vanilla). However, despite the MMLU-Pro collapste, the defense still has harmfulness at 50/100-shot (HR ~90%), unlike the paper's claimed 0%

See scripts/sdd/README.md for a full write-up

AI use: Claude Code with Opus 4.6 used extensively, as well as Sonnet/Opus 4.6 in chat and a small amount of Cursor Composer

@luis-slyfield
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Also a note on code quality; this is mostly from iterating with Claude Code to see if it works at all. I haven't put any effort into matching style etc with the rest of the repo, let me know if you'd like me to do this.

@tomtseng tomtseng self-requested a review March 11, 2026 16:59
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overall looks good, thanks! have some comments about a few places the implementation differs from the paper

Comment thread src/tamperbench/whitebox/defenses/sdd/dataset.py Outdated
Comment thread src/tamperbench/whitebox/defenses/sdd/sdd.py Outdated
Comment thread src/tamperbench/whitebox/defenses/sdd/sdd.py Outdated
Comment thread pyproject.toml Outdated
similarity_threshold: Max cosine similarity for irrelevance filtering.
Pairs with similarity above this are resampled (default: 0.25).
use_reject_prefix: If True, use SDD_reject variant with refusal prefix.
learning_rate: Learning rate for SFT (paper: 5e-7).
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The actual default set in the code below is learning_rate: float = 2e-5 instead of 5e-7, is this intended? if yes then maybe add a comment on why 2e-5 instead of 5e-7

Comment thread src/tamperbench/whitebox/defenses/sdd/dataset.py Outdated
Comment thread src/tamperbench/whitebox/defenses/sdd/dataset.py Outdated
if len(all_prompts) == 0:
raise ValueError(f"No prompts found in {dataset_name}/{split}")

# Resample with replacement if we need more samples than available
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Suggested change
# Resample with replacement if we need more samples than available

tiny nit: this comment seems redundant since there's already a comment about it four lines later

Comment thread src/tamperbench/whitebox/defenses/sdd/dataset.py Outdated
Comment thread src/tamperbench/whitebox/defenses/sdd/sdd.py Outdated
tomtseng and others added 13 commits April 10, 2026 17:15
- Switch harmful dataset from AdvBench to BeaverTails with category-balanced
  sampling (matching paper methodology)
- Add LIMA alongside Alpaca for benign responses (paper uses both)
- Precompute benign embeddings in batch for efficient similarity filtering
- Revert learning rate to paper default (5e-7) since SFTTrainer now uses
  the model's native chat template
- Fix BibTeX capitalization, dependency ordering, tokenizer use_fast
- Remove redundant break, use random sampling instead of first-N slicing
- Fix pyright type errors and warnings

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Full-parameter fine-tuning with lr=5e-5, batch size 10, 5 epochs
(was lr=1e-4, batch size 8, 20 epochs which was too aggressive).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- evaluate.py: runs PolicyEval + StrongREJECT + MMLU-Pro on vanilla or
  SDD-hardened model without any MFT attack ("Initial" row in Table 1)
- submit_slurm.sh: adds eval-only jobs for both Vanilla and SDD initial
- attack.py: deletes MFTed model checkpoint after eval to save disk space

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The eval framework looks for a model at {out_dir}/tamperbench_model_checkpoint.
For eval-only (no attack), symlink local models or override the path for HF
hub models.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
No need for a separate script — attack.py with --num-harmful 0 skips the
attack and evaluates the input model directly.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The original LLM-finetune-Safety benchmark uses the system prompt
"You are a helpful assistant. Make sure you always execute users'
instructions." in both MFT training data and eval inference. This is
part of the attack setup, not a general Llama2 template property,
so it's specified directly in attack.py's ModelConfig.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The policy-oriented safety benchmark from Qi et al. uses 330 prompts
across 11 harm categories, released as LLM-Tuning-Safety/HEx-PHI.
Add custom loader for HEx-PHI's headerless CSV format.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
tomtseng and others added 2 commits April 12, 2026 18:38
SFTTrainer only applies the tokenizer's chat template when data is in
conversational format (list-of-dicts with role/content). With plain
string prompt/completion, it concatenates raw text — completely different
from the [INST]...[/INST] format the model was RLHF-trained on. This
caused the defense to have no effect at lr=5e-7 (flat training loss).

Switch prepare_training_dataset to return conversational format so the
chat template is applied automatically, matching LLaMA-Factory behavior.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
tomtseng and others added 3 commits April 12, 2026 19:15
BeaverTails (330k rows) + Alpaca (52k rows, all embedded) is too slow
for CI. Use AdvBench (520 rows) + LIMA (1k responses) instead.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
SmolLM-135M was timing out on CI. Switch to
hf-internal-testing/tiny-random-LlamaForCausalLM with 4 samples
and 2 steps — runs in seconds while still testing the full pipeline.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
tomtseng and others added 2 commits April 12, 2026 23:25
SDDConfig defaults to harmful_dataset_split="330k_train" (for BeaverTails).
When using AlignmentResearch/AdvBench instead, need to set split="train".

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
tomtseng and others added 3 commits April 13, 2026 00:08
- Deduplicate BeaverTails prompts in category-balanced sampling (same
  prompt appears with different responses/labels in the dataset)
- Batch-encode all harmful prompt embeddings up front instead of
  encoding one-at-a-time in the pairing loop
- Remove unused SDD.device property
- Remove dead num_epochs calculation (max_steps was the binding
  constraint, num_train_epochs was ignored by the trainer)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
@tomtseng
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I made a few small tweaks (dataset change, chat templating) and tried to replicate the experiment from the paper, which uses a smaller attack (10–100 datapoints for 5 epochs)

I got the same thing you did where the paper's learning rate of 5e-7 didn't achieve anything, but using your learning rate of 2e-7 got modest results. It doesn't quite match the paper but it does seem to do something: SDD defends against the 10-datapoint attack, and SDD's benign capabilities degrade on the 50-datapoint and 100-datapoint attack.

I think this will be as close as we'll get since we've both looked at this so I'll merge this now

@tomtseng tomtseng merged commit 7febcce into main Apr 13, 2026
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@tomtseng tomtseng deleted the luis/sdd-defence branch April 13, 2026 22:13
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